ExecShield processes executive data inside zero-retention, encrypted pipelines—giving Chief Compliance Officers complete confidence under SEC Regulation S-P and FINRA mandates.
This page is maintained by ExecShield.ai to answer common security and privacy questions about our service. It describes our own practices and is not an independent certification or audit report.
Your personal and corporate data is isolated in secure, private execution environments. Client PII is NEVER stored in or used to train public LLMs or foundational AI models.
All sensitive data is encrypted at rest using AES-256 and in transit via TLS 1.3. Cryptographic key isolation ensures strict tenant separation.
Every broker opt-out filing and dark web detection generates an immutable, exportable audit log to satisfy SEC, FINRA Rule 4370, and third-party vendor risk reviews.
A four-stage lifecycle from encrypted intake to regulator-ready export.
Minimal 6 seed fields submitted via AES-256 TLS 1.3 tunnel.
AI agents run deterministic playbooks to file broker takedowns. Zero data retention post-filing.
Evidence gathered from dark web sightings is screenshotted, time-stamped, and sealed under legal hold protocols.
One-click generation of PDF audit reports for firm CCOs and regulators.
Fulfills updated 2024 mandates for third-party vendor risk management and non-public personal information (NPI) safeguards.
Protects business continuity by neutralizing partner impersonation vectors before wire fraud or operational disruptions occur.
Built on cloud infrastructure adhering to strict Trust Services Criteria for security, availability, and confidentiality.